Pharma Evergreening Disputes India

Pharma Evergreening Disputes in India – Overview

Evergreening is a strategy used by pharmaceutical companies to extend the life of a patent beyond its original term. Companies may file patents for:

Slight modifications of known drugs (e.g., new formulations, salts, derivatives).

New dosages or delivery mechanisms.

Combination therapies.

Legal Framework in India:

Section 3(d) of the Indian Patents Act, 1970 (amended 2005) specifically targets evergreening. It states that:

"The mere discovery of a new form of a known substance which does not result in the enhancement of the known efficacy of that substance is not patentable."

TRIPS Compliance: India must allow patents for genuine innovations but prevent abuse through evergreening.

Key Issues in Evergreening Disputes:

Whether the modification of a known drug constitutes a significant increase in efficacy.

Whether patent term extension is valid.

Whether generic manufacturers can legally produce alternative versions.

Landmark Evergreening Cases in India

1. Novartis AG v. Union of India & Others (2013) – Glivec Case

Court: Supreme Court of India

Drug: Glivec (imatinib mesylate) – cancer treatment

Facts: Novartis filed a patent for a new crystalline form of imatinib, claiming better solubility and bioavailability.

Issue: Whether the new form was patentable under Section 3(d).

Decision: Supreme Court rejected the patent.

Reasoning:

The new form did not demonstrate enhanced therapeutic efficacy.

Section 3(d) prevents evergreening of existing drugs.

Impact:

Landmark case against evergreening in India.

Allowed generic production, lowering drug costs.

2. Roche v. Cipla (2013)

Court: Delhi High Court

Drug: Tarceva (Erlotinib) – lung cancer treatment

Facts: Roche attempted to patent a new dosage formulation. Cipla argued it was an evergreening attempt.

Issue: Can a modified dosage schedule be patented under Section 3(d)?

Decision: Court partially upheld Roche’s claims but limited patent scope.

Reasoning:

Modifications must show significant therapeutic improvement.

Mere dosage changes do not satisfy inventive step.

Impact:

Clarified that dosage modifications are scrutinized under 3(d).

3. Bayer Corporation v. Union of India & Others (2010)

Drug: Beta-lactam antibiotic production process

Facts: Bayer filed patents for improved production processes. Competitors argued it was evergreening.

Issue: Are process improvements valid evergreening attempts?

Decision: Delhi High Court upheld Bayer’s process patents, rejecting claims of evergreening.

Reasoning:

Process patents are valid if they show novelty and industrial applicability.

Evergreening applies mainly to product patents.

Impact:

Differentiated between product modification (3d scrutiny) and process improvements.

4. Gilead Sciences v. Natco Pharma (2012)

Drug: Sofosbuvir – Hepatitis C treatment

Facts: Gilead attempted to patent improved formulations. Natco challenged as evergreening.

Issue: Whether minor chemical modifications extend patent term illegally.

Decision: Patent claims were narrowed, some rejected.

Reasoning:

Section 3(d) requires enhanced efficacy, not minor modifications.

Some modifications provided technical improvement but not therapeutic improvement.

Impact:

Reaffirmed Section 3(d) in restricting minor modifications.

5. Pfizer v. Cipla (2015)

Drug: Viagra (Sildenafil)

Facts: Pfizer filed a patent for a new dosage form. Cipla challenged as evergreening.

Issue: Can a new tablet formulation be patented?

Decision: Court rejected patent for new formulation, citing lack of inventive step and enhanced efficacy.

Impact:

Strengthened the position that patentable novelty must translate into therapeutic benefit.

6. Novartis v. Natco (2010) – India Glivec Generic Case

Drug: Glivec (generic challenge)

Facts: Natco applied for a compulsory license citing unaffordable pricing. Novartis argued patent protection.

Decision: IPO granted Natco compulsory license, but patent rejection under Section 3(d) made it moot.

Impact:

Linked evergreening with affordability and access to medicines.

7. Eisai Co. Ltd. v. Union of India (2011)

Drug: Aricept (Alzheimer’s treatment)

Facts: Eisai filed a patent for a new polymorph form. Indian Patent Office rejected it as evergreening.

Issue: Whether a new polymorphic form enhances efficacy.

Decision: IPO rejected patent under 3(d).

Reasoning:

Polymorphs must show significant therapeutic improvement.

Impact:

Reinforced strict scrutiny on chemical modifications without therapeutic benefit.

Key Legal Principles from Pharma Evergreening Cases

Section 3(d) is the cornerstone – minor chemical modifications without efficacy enhancement are rejected.

Generic entry is facilitated when evergreening is denied.

Process patents vs product patents: Process improvements are patentable, but product modifications face strict Section 3(d) scrutiny.

Dosage/formulation changes alone rarely qualify as inventive.

Public health considerations are a key factor in patent disputes.

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