Recognition of States under International Law

Recognition of States under International Law

1. Definition of Recognition

Recognition is the formal acknowledgment by one state of the existence of another entity as a state or government.

It confirms that the recognized entity meets the criteria of statehood and can participate in international relations.

Recognition may be express (formal declaration) or implied (conduct indicating acknowledgment).

2. Criteria for Statehood

According to the Montevideo Convention (1933), a widely accepted standard, a state should have:

Permanent population — a stable community of people

Defined territory — clearly established borders

Government — an effective political authority

Capacity to enter into relations with other states — independent foreign policy

3. Types of Recognition

De jure recognition: Full and formal recognition of a state or government as lawful.

De facto recognition: Acknowledgment of an entity’s control and authority in practice, without full legal recognition.

Collective recognition: Recognition granted by an international organization or group of states.

Conditional recognition: Recognition based on certain conditions or agreements.

4. Theories of Recognition

Constitutive theory: A state exists as a subject of international law only when recognized by other states.

Declaratory theory: Statehood exists independently of recognition; recognition merely acknowledges an existing fact.

International law generally supports the declaratory theory, but recognition remains important for practical relations.

5. Recognition of Governments vs. States

Recognition can be of:

A state (entity with territory, population, government)

A government (authority controlling the state apparatus)

A government may be recognized without recognizing the state as new, especially in cases of regime change.

6. Effects of Recognition

Permits diplomatic relations, treaty-making, and membership in international organizations.

Recognized states can claim sovereign immunity.

Recognition may affect rights and obligations, including treaties and property rights.

Lack of recognition can limit international interaction but does not necessarily mean lack of statehood.

7. Withdrawal of Recognition

States may withdraw recognition, but this is controversial and can cause disputes.

Withdrawal usually occurs when the recognized entity loses effective control or legitimacy.

8. Examples and Cases

Taiwan: Has statehood criteria but limited recognition.

Kosovo: Partial recognition; contested by Serbia and others.

South Sudan: Recognized after independence in 2011.

Israel: Recognized by many but not by some states.

9. Role of the United Nations

Admission to the UN requires recommendation of the Security Council and approval by the General Assembly.

UN membership is a strong indicator of widespread international recognition.

Summary

AspectDescription
RecognitionFormal acknowledgment of statehood
Statehood CriteriaPermanent population, territory, government, foreign relations
Recognition TypesDe jure, de facto, collective, conditional
TheoriesConstitutive (recognition creates state), Declaratory (state exists independently)
EffectsEnables diplomatic relations, treaty-making, immunity

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