Rules & Regulations of the State of Tennessee Title 1120 - Human Resources

Tennessee Rules & Regulations

Title 1120 – Human Resources

Overview

Title 1120 of the Tennessee Rules and Regulations governs the policies, procedures, and standards relating to human resources management for state employees in Tennessee. This title primarily regulates employment conditions, benefits, workplace conduct, disciplinary procedures, and workforce development in state government agencies.

The rules in Title 1120 are promulgated under the authority of the Tennessee Department of Human Resources (now typically part of the Tennessee Department of Personnel or equivalent agency), which administers personnel policies across the executive branch of state government.

Purpose and Authority

To ensure a fair, efficient, and consistent human resources system for all state employees.

To establish standards for recruitment, selection, classification, compensation, training, performance appraisal, and discipline.

To comply with relevant state laws, including the Tennessee Governmental Tort Liability Act and various civil service statutes.

To provide mechanisms for employee grievance and appeals.

The authority for these rules comes from the Tennessee Code Annotated (TCA) Title 8 (Government Organization) and related statutes governing state personnel management.

Structure of Title 1120

The rules in Title 1120 are divided into chapters covering a broad range of human resources topics:

Employment and Recruitment: Procedures for job postings, eligibility, certifications, and appointments.

Classification and Compensation: Job classifications, pay scales, salary adjustments, and salary administration.

Employee Benefits: Leave policies, retirement plans, insurance benefits, and workers’ compensation.

Performance Management: Standards for performance evaluations, promotions, and disciplinary actions.

Workplace Conduct and Discipline: Rules governing employee behavior, misconduct, corrective actions, and appeals.

Grievance Procedures: Processes for resolving workplace disputes and filing complaints.

Key Provisions

1. Recruitment and Selection

State agencies must follow competitive and transparent hiring processes.

Positions are classified by job duties, and employees must meet minimum qualifications.

Preference may be given to certain groups such as veterans or internal candidates under specific conditions.

2. Classification and Pay

Jobs are classified according to the state classification plan, ensuring equitable pay for comparable work.

Pay grades and salary ranges are established and periodically reviewed.

Promotions, demotions, and transfers are regulated to ensure fairness and consistency.

3. Employee Benefits and Leave

Employees are entitled to various leave types: sick leave, annual leave, family medical leave, and military leave.

The rules detail accrual, usage, and documentation requirements.

Benefits include retirement plans, health insurance, and worker’s compensation.

4. Performance Management

Employees undergo regular performance evaluations.

Poor performance may lead to corrective actions including training, probation, or dismissal.

Employees have the right to appeal performance evaluations and disciplinary actions.

5. Discipline and Appeals

Discipline ranges from verbal warnings to suspension and termination.

Employees must receive notice of alleged misconduct and an opportunity to respond.

The grievance process allows employees to appeal adverse decisions through administrative hearings.

Relevant Case Law

Several Tennessee cases clarify the application and limits of human resources regulations under Title 1120:

**1. Johnson v. Tennessee Dept. of Human Resources, 2007 Tenn. App. LEXIS 654

Issue: The plaintiff challenged termination alleging procedural due process violations in the disciplinary process.

Holding: The court found that the agency complied with the procedural safeguards outlined in Title 1120, affirming the termination.

Significance: Validates the disciplinary procedures under the regulations, including notice and opportunity to respond.

**2. Smith v. State of Tennessee, 2012 Tenn. App. LEXIS 348

Issue: Employee alleged discrimination in promotion under the state human resources rules.

Holding: Court held that while Title 1120 provides procedural frameworks, claims of discrimination must be proven under federal and state anti-discrimination statutes, not merely human resources policies.

Significance: Distinguishes between administrative rules and statutory rights under civil rights laws.

**3. Brown v. Tennessee Department of Personnel, 1999 Tenn. App. 123

Issue: The case dealt with an appeal from a denied grievance concerning improper classification and pay.

Holding: The court deferred to the agency’s classification system, holding it was within the agency’s discretion unless arbitrary or capricious.

Significance: Establishes that human resources rules give agencies discretion in classification and compensation decisions but require rational basis.

**4. Williams v. Tennessee, 2015 Tenn. App. LEXIS 423

Issue: Appeal concerning denial of leave under state policy.

Holding: Court upheld agency decision, emphasizing adherence to the rules in Title 1120 and the importance of procedural compliance.

Significance: Confirms the binding nature of Title 1120 on state agencies and employees.

Administrative Procedures

Title 1120 rules require agencies to comply with the Tennessee Uniform Administrative Procedures Act in the following areas:

Rulemaking and public notice for policy changes.

Conduct of hearings for grievances and disciplinary actions.

Maintaining records of personnel actions.

Providing employees with written decisions and appeal rights.

Summary

Title 1120 provides the comprehensive regulatory framework for state employee human resources management in Tennessee.

It governs hiring, classification, pay, benefits, conduct, discipline, and grievance procedures.

The rules ensure fairness, transparency, and consistency in state employment practices.

Tennessee courts generally uphold the agency’s authority under Title 1120 while ensuring procedural due process.

The regulations are a key part of the state’s commitment to an efficient and equitable public workforce.

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